The Securities Exchange Act was signed on June 6, 1934, and created the Securities and Exchange Commission (SEC). It was then-President Franklin D. Roosevelt’s response to the original problem ...

It's a recurring theme at this point of the season, but one that was reaffirmed this past week, with some of the biggest games in the sport taking place in the SEC footprint. Need a break?

Lew didn’t reply to a message seeking comment. Lew, who has 18 years of industry experience and worked at BMO for six years, is cooperating with the investigation and contests the SEC’s allegations, ...

Bank of Montreal dismissed a managing director on its US mortgage-backed bond desk in connection with a regulatory probe into misleading marketing practices. Doo Sik Lew was discharged last month ...

On Monday night, the SEC injury report for both teams was released ahead of the game. The injury report was updated Tuesday evening, prior to tipoff. The report reads poorly for the Wildcats ...

Aaron Brown is a former head of financial market research at AQR Capital Management. He is also an active crypto investor, and has venture capital investments and advisory ties with crypto firms ...

Lew didn’t reply to a message seeking comment. Lew, who has 18 years of industry experience and worked at BMO for six years, is cooperating with the investigation and contests the SEC’s allegations, ...

However, the SEC has not launched a case against Mr. Lew. The FINRA disclosure says the SEC said its allegations against Mr. Lew were connected to an investigation of potentially deceptive ...

Week 12 of the 2024-25 college basketball season saw another action-packed week in the SEC. Starting in Tuscaloosa, the Alabama Crimson Tide won both of their conference games. Nate Oats' team team ...