Matt Schlueter, executive vice president of operations and technology solutions, spoke to Financial Planning about how tech ...

Flourish, a tech platform for advisors, has acquired Sora Financial, an AI-driven limited liability platform for advisors.

Raymond James ' newly minted chief executive officer, Paul Shoukry, is touting advisors' affiliation freedom as his firm tries to widen its lane alongside private equity–backed registered investment ...

NewEdge Advisors, LLC, a leading New Orleans-based RIA supporting successful independent financial advisors nationwide, announced today Krueger, Fosdyck, Brown, McCall & Associates, a team based in ...

Farhad Firoozi is Wells Fargo Advisors’ new head of advisor recruiting, starting on Tuesday, according to a statement from ...

David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

For two decades, pharmacists have been responding to an urgent need for more accessible healthcare. What began with ...

Compensation types are listed for Transamerica Financial Advisors LLC. Contact the advisor for individual fee structure details. Data obtained from U.S. Securities and Exchange Commission as of ...

Commonwealth supports ~2,900 independent advisors managing ~$285 billion in assetsCommonwealth ranked #1 in Independent Advisor Satisfaction 11 times in a row by J.D. PowerFounder of Commonwealth to ...

Morgan Stanley & Co. LLC is acting as exclusive financial advisor to LPL, with Allen Overy Shearman Sterling LLP serving as LPL's legal counsel. Goldman Sachs & Co. LLC is acting as exclusive ...