Farhad Firoozi is Wells Fargo Advisors’ new head of advisor recruiting, starting on Tuesday, according to a statement from ...

Flourish, a tech platform for advisors, has acquired Sora Financial, an AI-driven limited liability platform for advisors.

Dynasty Financial Partners, a wealth-tech platform for financial advisors, has entered a custody deal with Goldman Sachs. The ...

Record-Breaking Growth at XYPN Signals Surging Demand for Fee-Only Fiduciary Advice BOZEMAN, MT / ACCESS Newswire / March 27, ...

David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

For decades, the world of mergers and acquisitions (M&A) has been characterized by complexity, speed, and secrecy. In this fast-moving environment, having access to accurate and timely deal data can ...

Since acquiring Adhesion Wealth in 2022, AssetMark has continued to enhance its RIA-focused solutions, technology, and ...

With 30 years of industry experience, Ronice Barlow is set to help steer the ICD as the unit's first-ever COO.

Morgan Stanley & Co. LLC is acting as exclusive financial advisor to LPL, with Allen Overy Shearman Sterling LLP serving as LPL's legal counsel. Goldman Sachs & Co. LLC is acting as exclusive ...