In a break from the typical acting agency chairman, Acting Commodity Futures Trading Commission ("CFTC") Chairman Caroline Pham has taken ...

On February 25, 2025, the U.S. Commodity Futures Trading Commission (CFTC) released an enforcement advisory regarding the impact of ...

Acting Commodity Futures Trading Commission Chair Caroline Pham is inviting companies with open compliance investigations to ...

On March 11, acting Commodity Futures Trading Commission (CFTC) Chairman Caroline D. Pham offered insight into the regulator’s February 25, 2025 advisory in a keynote addressed delivered at Boca, the ...

Acting CFTC Chairman Caroline Pham created a two-week window to bring “reasonable settlement offers” to the commission. Based on ...

On March 11, 2025 at the 50th Annual International Futures Industry (“FIA”) Conference, Commodity Futures Trading Commission (“CFTC”) Acting ...

A fast-track process to settle outstanding enforcement cases at the US Commodity Futures Trading Commission is not time-limited, the regulator has clarified, but priority will be given to firms that ...

The Securities and Exchange Commission and the Commodity Futures Trading Commission are expecting new leadership put in place ...

On February 25, 2025, the CFTC released an Enforcement Advisory on Self-Reporting, Cooperation, and Remediation, introducing metrics the Division ...

The new advisory intends to create “meaningful incentives for firms to come forward and get cases resolved faster with reasonable penalties,” CFTC Acting Chairman Caroline Pham said in a ...